Accounting/Financial/Insurance

Compliance Manager

Full Time

Bird Online Jobs

A new role has arisen for a SIPP Technical and Compliance Manager in Glasgow.

You must have experience dealing with Pension products and ideally have SIPP experience.

The role involves the following:

Ensuring the company remains compliant with all relevant regulatory requirements
Identifying regulatory developments and implementing into business policies and procedures
Regular reporting to board on all compliance matters
Chairing regular committee meetings with board members and senior operations staff
Maintaining compliance manual and all relevant registers, e.g. risk register, breaches, mandatory training and complaint root cause
Conducting due diligence checks on firms, investments and transfers, in line with regulatory requirements and best practice
Handling and reviewing complaints, including pensions ombudsman and financial ombudsman service referrals, maintaining complaint procedures and complaint root cause analysis
Providing compliance and technical support to colleagues and clients
Maintaining company website and all product literature and reviewing and signing off company communications
Responding to FCA data requests and consultations
Signing off investment and property transactions as director of multiple trustee companies
Conducting due diligence on potential acquisitions
Consulting with external suppliers and Advisers as necessaryExcellent salary and benefits package is available for the successful candidate.

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